Revised Consent Order Image.001

Legal and Regulatory Compliance

I have put together publicly available documents which you can view and download. Although I am not required by law to disclose this information, I've been looking forward to sharing it. These documents explain what I've been through these last few years as I've fought to protect my financial management business, so I can continue to create wealth for my clients.

Auditor Lawsuit:

Adams Financial Partners, L.P. and Adams Financial Concepts, LLC v. Patke and Associates, Ltd.,
U.S. Federal District Court for the Western District of Washington (settled - 2017)

Consent Order:


Of course, if you ever have questions or comments about these documents, you can call our office anytime.

Mike Adams


Note: there is one other item on Broker Check unrelated to the above, which was filed by Dain Rauscher.